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IMPORTANT INFORMATION ABOUT PROCEDURES FOR OPENING A NEW ACCOUNT

To help the government fight the funding of terrorism and money laundering activities, federal law requires all financial institution to obtain, verify and record information that identifies each person who opens an account.

When you open an account, we will ask you for your name, address, and date of birth, social security number, and other information that will allow us to identify you. 

If you have any questions regarding this issue, don't hesitate to contact us.


Clients or IBs interested in downloading Universal Financial Holding Corporation Customer Account Forms can click here. (You will need Acrobat Reader to read or print forms)

 

Clients or IBs interested in downloading Universal Financial Holding Corporation's daily report "Items in the News" can click here. (You will need Acrobat Reader to read or print report)

 

 Clients or IBs who would like to download a copy of Universal Financial Holding Corporation's Monthly Commodity Calendar can click here.

 

 Clients or IBs interested in downloading  Universal Financial Holdings latest margin requirements can click here

 

 

THE OPINIONS AND VIEWS EXPRESSED ARE THOSE OF THE WRITER OR NEWS SERVICES USED OR QUOTED HEREIN. SAID OPINIONS MAY NOT HAVE A RELATIONSHIP TO COMMODITY PRICE MOVEMENTS IN THE FUTURE. TRADING IS SPECULATIVE AND, THEREFORE, A PARTIAL, TOTAL, OR GREATER LOSS OF ONE'S INVESTMENT IS POSSIBLE. THIS REPORT IS NOT AND UNDER NO CIRCUMSTANCES TO BE CONSTRUED AS AN OFFER TO SELL OR A SOLICITATION OF AN OFFER TO BUY THE COMMODITY HEREIN NAMED. THE FACTUAL INFORMATION CONTAINED HEREIN HAS BEEN OBTAINED FROM SOURCES BELIEVED TO BE RELIABLE BUT IS NOT NECESSARILY ALL-INCLUSIVE AND IS NOT GUARANTEED AS TO ACCURACY. PAST PERFORMANCE IS NOT NECESSARILY INDICATIVE OF FUTURE RESULTS. UNIVERSAL FINANCIAL HOLDING CORPORATION LIKEWISE IS NOT RESPONSIBLE FOR TYPOGRAPHICAL ERRORS. THE RECOMMENDATIONS REFLECTED IN THIS REPORT ARE THOSE OF THE WRITER OR NEWS SERVICES USED OR QUOTED HEREIN. EXPRESSIONS OF OPINIONS ARE SUBJECT TO CHANGE WITHOUT NOTICE. AT THE TIME OF PRINTING, MARKET CONDITIONS MAY NEGATE IN WHOLE OR IN PART THESE RECOMMENDATIONS AND AS SUCH, THESE RECOMMENDATIONS OR VIEWS MAY BE WITHDRAWN AT ANY TIME WITHOUT NOTICE. THIS PAGE MAY INCLUDE A MATHEMATICAL LEVERAGE EXAMPLE(S) IN THE COMMODITY OPTIONS MARKETS. NO REPRESENTATION IS BEING MADE THAT ANY ACCOUNT HAS, OR IS LIKELY TO ACHIEVE PROFITS SIMILAR TO THOSE SHOWN IN THESE EXAMPLES. IN ADDITION, THE EXAMPLES ARE BASED ON OPTIONS ON FUTURES CONTRACTS, NOT ON THE PHYSICAL COMMODITY. UNIVERSAL FINANCIAL HOLDING CORPORATION. CUSTOMER OPTION POSITIONS ARE GENERALLY OFFSET OR EXPIRE WORTHLESS AND ARE NOT LIKELY TO BE EXERCISED INTO FUTURES CONTRACTS. THE EXAMPLE, IF PRESENT, IS AN APPROXIMATION AND YOU MUST BE AWARE THAT EVEN IF THE MARKET MOVES IN YOUR FAVOR THAT IT MUST MOVE ENOUGH TO COVER YOUR PREMIUM COST, COMMISSIONS AND FEES IN ORDER FOR YOU TO MAKE A PROFIT. OPTION PREMIUM MAY NOT NECESSARILY MOVE AS MUCH OR IN THE SAME DIRECTION AS A FUTURES CONTRACT DUE TO MARKET CONDITIONS AND VOLATILITY(12/98)